FAIS
The objectives of FAIS
Protect the clients who use financial services and products
Protect the financial services industry
Protect intermediaries
How do clients benefit from FAIS?
Protection by means of appropriate and trusted advice, integrity & transparency
Maintaining high standards
An effective complaints resolution mechanism
Proper monitoring of advisers’, consultants’ and actuaries’ actions
Record keeping of advice and communication
Ensuring that advisers are competent
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